Engagements
AML audit checks and supporting reviews
Each engagement is human-delivered fieldwork: file sampling, interviews, and written findings. Choose the intensity that matches your calendar and supervisory pressure.
Independent AML audit check Flagship
A structured review of customer due diligence files, transaction sampling, and escalation records against your written AML policy and Taiwanese supervisory expectations.
Pre-inspection readiness review
A focused walkthrough of policies, sample files, and interview readiness before a scheduled supervisory visit.
Beneficial ownership file remediation support
Hands-on guidance to close gaps in ultimate beneficial owner identification and supporting evidence across customer files.
Transaction monitoring sample test
Independent sampling of monitoring alerts to verify investigation quality, escalation timing, and closure discipline.
Not sure which to request?
If you need a board-ready opinion on controls for a defined review period, start with the independent AML audit check. If a visit date is already fixed, the pre-inspection readiness review is usually the better fit.
Ask us to recommend an engagement