What an AML auditor actually samples in a CDD file
Field notes on how anti-money-laundering audit checks sample customer due diligence files in Taiwanese institutions.
Digital API Service · Miaoli, Taiwan
AML audit checks that hold up when files are opened
We sample customer due diligence packs, transaction-monitoring closures, and escalation records — then write findings your audit committee can act on before a supervisory visit.
Flagship engagement
Independent AML audit check
For banks, remittance firms, and corporate finance teams that need an outside view of anti-money-laundering controls — not a software demo. Fieldwork follows a sampling plan tied to your products, corridors, and written policy.
You receive a signed memorandum, severity-ranked gaps, and a management briefing. Typical calendar: three to six weeks from scoping to delivery.
Read the full engagement brief
Related work
Other ways we support compliance teams
Each engagement is scoped separately. Choose what matches the pressure on your calendar.
Pre-inspection readiness review
A focused walkthrough of policies, sample files, and interview readiness before a scheduled supervisory visit.
Beneficial ownership file remediation support
Hands-on guidance to close gaps in ultimate beneficial owner identification and supporting evidence across customer files.
Transaction monitoring sample test
Independent sampling of monitoring alerts to verify investigation quality, escalation timing, and closure discipline.
From recent work
What clients remember afterward
“They caught that our EDD refresh cycle looked fine on paper but had not been applied to agent-introduced remittance customers for two quarters. The finding stung, yet it gave us a concrete fix before the visit.”
“Fieldwork took a few days longer than we hoped because our alert narratives were thin. I would rather hear that mid-engagement than pretend the sample passed.”
Field notes
Recent writing for practitioners
Bring us the period under review
Tell us your institution type, products, and any regulator deadline. We reply within two business days with whether an AML audit check fits and what scoping will need.
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